Regulation Executive

A leading commercial firm in Dublin are looking to find a Regulation Executive to join their ever-expanding team. The role would be focused on providing a complete and efficient service top applicants seeking initial advice on the suitability for listing, through to the continuing obligations a fund must comply with once listed.

Client contact with the Central Bank of Ireland and the Irish Stock Exchange will be maintained both during and after the approval and listing process – to ensure awareness of and compliance with the obligations following an admission to trading on both the regulated and Exchange regulated markets.

Department :

Compliance/Regulation/Listings

Project Location(s) :

Dublin 1

Responsibilities

Liaising with both clients and regulators on the disclosure conditions and schedules to guarantee an efficient approval process throughout.
Advising a diverse international institutional client base on the listing of Irish and offshore domiciled investment funds and debt securities on the ISE.
Interacting with ISE funds and debt teams and fund service providers (Lawyers, Administrators) in relation to active listing projects.
Review and annotate listing documentation against the guidelines of the relevant Stock Exchange and the applicable Prospectus Directive annexes.

Skills/Experience

Strong academic training within a business/finance or legal background preferably with minimum 1 years experience.
A good understanding of the approval and listing process and the documentation and regulations involved.
Possess exceptional written and verbal communication skills.
Be capable of working on their own initiative and as part of a team.
Enjoy interacting with different levels of seniority within various teams and departments.

How can we help you?

Job Contact

Patricia McCarthy

01-347 8345

patricia@prospects.ie

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